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Elizabeth
Arocho Rivas

Financial Consultant & Stock Broker

I’m Elizabeth Arocho Rivas, a Stock Broker & Financial Advisor based in the US. I build immersive & functional investment strategies for respective clients all over the world.
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8

YEARS of EXPERIENCE
Contact me.

I have 8 years of experience having worked in two brokerage firms. I have passed 6 broker qualification examinations and obtained licenses in about 55 states in the U.S.

Principal/Supervisory Exam
Series 9 - General Securities Sales Supervisor - Options Module Examination
Mar 28, 2022
Series 10 - General Securities Sales Supervisor - General Module Examination
Jan 10, 2022
YEARS
EXPERIENCE
Contact me.
General Industry/Products Exam
SIE - Securities Industry Essentials Examination
Oct 1, 2018
Series 7 - General Securities Representative Examination
Nov 28, 2016
State Securities Law Exam
Series 66 - Uniform Combined State Law Examination
Apr 9, 2020
Series 63 - Uniform Securities Agent State Law Examination
Dec 03, 2016
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Registr
ations

Some of the NUMEROUS Self Regulatory Organizations(SRO) I registered with.

100%
FINRA
100%
MIAX Emerald, LLC
100%
BOX Exchange LLC
100%
Cboe BYX Exchange, Inc.
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Work experience

2025 - Present (less than 1 year)
STRATEGIC ADVISERS LLC (CRD# 104555)
Stock Broker | Investment Advisor
2020 - 2025 (4 years)
FIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)
Stock Broker
2016 - Present (8 years)
FIDELITY BROKERAGE SERVICES LLC (CRD# 7784)
Stock Broker
Detailed Report
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I've been fortunate to work with and for people from some amazing organizations.

achievements
Over 2,000
Partners worldwide, as well as Clients, brokers and advisors.
Over 500
Impressive portfolios handled for clients worldwide with more 40 countries.
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TESTIMONIALS
“Elizabeth Arocho Rivas is an exceptionally talented & well grounded financial adviser. She brought her infectious enthusiasm & creativity to my portfolio and the changes were tremendous.”
Robert Prace
>
“Elizabeth handled my portfolio and turned my profit accumulation strategy around with her enormous expertise. I recommend her to every beginner out there”
Michelle Grace
“I met Elizabeth through a colleague of mine in California, She had accumulated quite a fortune on his portfolio and I got in contact with her. Six months down the line and I can say that was one of the best decisions of my life.”
Hayley Dean
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contact

contact info
contact@elizabetharochorivas.com
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